During the " quiet period " after filing the registration statement, issuers are restricted in what they can communicate to the public to avoid influencing the market.
C is correct because promotional statements, such as those supporting the company’s valuation, are prohibited during this time.
A, B, and D are factual, non-promotional statements and are permitted.
[Reference: Securities Act of 1933, Section 5; SEC Regulation S-K, , , , , , ]
Submit