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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 115 Topic 12 Discussion

FINRA Securities Industry Essentials Exam (SIE) SIE Question # 115 Topic 12 Discussion

SIE Exam Topic 12 Question 115 Discussion:
Question #: 115
Topic #: 12

A broker-dealer (BD) is required to ensure a hyperlink to BrokerCheck is Included on which of the following communications?


A.

The BD ' s homepage intended for retail customers


B.

A registered representative ' s (RR ' s) outgoing email


C.

An email response to a complaint from a retail customer


D.

An RR ' s social media site that Identifies his BD employment


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