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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 112 Topic 12 Discussion

FINRA Securities Industry Essentials Exam (SIE) SIE Question # 112 Topic 12 Discussion

SIE Exam Topic 12 Question 112 Discussion:
Question #: 112
Topic #: 12

Which of the following customers Is eligible to open an institutional account at a broker-dealer?


A.

An investment club with pooled assets totaling $1 million


B.

limited liability partnership with assets of $20 million


C.

corporation with assets totaling $25 million


D.

An Insurance company with assets of $45 million


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