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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 91 Topic 10 Discussion

FINRA Securities Industry Essentials Exam (SIE) SIE Question # 91 Topic 10 Discussion

SIE Exam Topic 10 Question 91 Discussion:
Question #: 91
Topic #: 10

A municipal finance professional (MFP) is asked to contribute to the re-election campaign of an issuer official for whom the MFP is not entitled to vote. In making this contribution, the ability of the MFP ' s public finance department to conduct municipal securities business with the issuer is affected:


A.

only if the contribution is more than a minimum of $100.


B.

only if the contribution is more than a minimum of $250.


C.

only if the contribution is more than a minimum of $300.


D.

if any amount of money is contributed, no minimum required.


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