FINRA Securities Industry Essentials Exam (SIE) SIE Question # 5 Topic 1 Discussion

FINRA Securities Industry Essentials Exam (SIE) SIE Question # 5 Topic 1 Discussion

SIE Exam Topic 1 Question 5 Discussion:
Question #: 5
Topic #: 1

An investor sells shares of a closed-end fund at the market. Which of the following responses best describes the net proceeds to be received?


A.

Net asset value (NAV)


B.

NAV less any redemption fee


C.

Bid price less any commission


D.

Public offering price (POP) less any redemption fee


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