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CSI Investment Funds in Canada (IFC) Exam IFC Question # 19 Topic 2 Discussion

CSI Investment Funds in Canada (IFC) Exam IFC Question # 19 Topic 2 Discussion

IFC Exam Topic 2 Question 19 Discussion:
Question #: 19
Topic #: 2

Seth ' s brother Keith manages a successful private equity fund. Seth is an investment advisor and has thoroughly evaluated Keith ' s fund. He believes it would be an excellent investment for some of his clients. If Seth does not disclose his relation to Keith prior to recommending this investment, what value does he stand to breach with his client?


A.

Integrity


B.

Confidentiality


C.

Compliance


D.

Duty of care


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