A mutual fund dealing representative must complete a training program within 90 days of starting to act in that role and be closely supervised for six months. The feedback from the document states:
"All mutual fund dealing representatives are required to complete a training program within 90 days from the day that they first start acting as a dealing representative and must be closely supervised for six months."
[Reference: Chapter 17 – Mutual Fund Dealer RegulationLearning Domain: Ethics, Compliance and Mutual Fund Regulations, , , , ]
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