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CSI Canadian Securities Course Exam 2 CSC2 Question # 61 Topic 7 Discussion

CSI Canadian Securities Course Exam 2 CSC2 Question # 61 Topic 7 Discussion

CSC2 Exam Topic 7 Question 61 Discussion:
Question #: 61
Topic #: 7

What must be included in the relationship disclosure information provided to the mutual fund client?


A.

A general explanation of how the investment performance of fund managers might be used against a benchmark.


B.

A definition of the various terms of Know Your Product information collection and how the information will be used.


C.

A description of the general impact on the client’s return from management expense fees and other ongoing fees.


D.

A description of any benefits received by the client related to the client’s purchase or ownership of an investment through the dealer.


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