CISI Investment Funds in Canada (IFC)Exam IFC Question # 84 Topic 9 Discussion

CISI Investment Funds in Canada (IFC)Exam IFC Question # 84 Topic 9 Discussion

IFC Exam Topic 9 Question 84 Discussion:
Question #: 84
Topic #: 9

Which of the following statements about your mutual fund registration is CORRECT?


A.

You can sell mutual funds anywhere in Canada as long as you are registered with one of the provincial or territorial securities commissions.


B.

Your online application must be reviewed and approved by your mutual fund dealer before you can begin to sell mutual funds.


C.

You must renew your registration through the online NRD system every two years.


D.

You must inform the regulatory authorities of any material or significant changes to your personal circumstances.


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