ACI Dealing Certificate 3I0-012 Question # 356 Topic 14 Discussion

ACI Dealing Certificate 3I0-012 Question # 356 Topic 14 Discussion

3I0-012 Exam Topic 14 Question 356 Discussion:
Question #: 356
Topic #: 14

The Model Code recommends that when banks accept a stop-loss order


A.

Management must ensure ongoing lines of communication are in place between the parties.


B.

Management must report to the central bank.


C.

Management allows only experienced dealers to take such orders.


D.

Bank staff must secure the approval of the counterpartqs management to accept such orders.


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