ACI Dealing Certificate 3I0-012 Question # 331 Topic 11 Discussion

ACI Dealing Certificate 3I0-012 Question # 331 Topic 11 Discussion

3I0-012 Exam Topic 11 Question 331 Discussion:
Question #: 331
Topic #: 11

Responsibility for the activities of all personnel engaged in dealing (both dealers and support staff) for both principals and brokers lies with:


A.

the market supervisor


B.

the national ACI association


C.

the management of such organizations


D.

the central bank


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