ACAMS Advanced CAMS-Audit Certification Exam Advanced-CAMS-Audit Question # 9 Topic 1 Discussion

ACAMS Advanced CAMS-Audit Certification Exam Advanced-CAMS-Audit Question # 9 Topic 1 Discussion

Advanced-CAMS-Audit Exam Topic 1 Question 9 Discussion:
Question #: 9
Topic #: 1

An auditor should verify that an institution has ensured its AML systems and controls include:


A.

supporting documents of its risk management policies and risk profile in relation to money laundering.


B.

measures to ensure that money laundering risk is taken into account in its monthly operations.


C.

daily reports by the institution's money laundering reporting officer on the operation and effectiveness of those systems and controls.


D.

training for senior management and the governing body only.


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