ACAMS Advanced CAMS-Audit Certification Exam Advanced-CAMS-Audit Question # 4 Topic 1 Discussion

ACAMS Advanced CAMS-Audit Certification Exam Advanced-CAMS-Audit Question # 4 Topic 1 Discussion

Advanced-CAMS-Audit Exam Topic 1 Question 4 Discussion:
Question #: 4
Topic #: 1

When assessing the KYC process which should an auditor observe from the customer risk assessment? (Select Two)


A.

Self-declaration or Beneficial ownership should not be accepted as it is not adequate.


B.

Overseas shareholders not involved in the customer's dally operations are not beneficial owners.


C.

The purpose and intended nature of the business relationship were not reviewed m the assessment.


D.

The ultimate beneficial owners of the customer need to be Identified and verified.


E.

If this was a face-to-face customer, the overall customer risk rating should be changed to low.


Get Premium Advanced-CAMS-Audit Questions

Contribute your Thoughts:


Chosen Answer:
This is a voting comment (?). It is better to Upvote an existing comment if you don't have anything to add.